One of the key elements of a Compliance System is the existence of internal whistle-blower channels (ethics mailboxes) to report any irregular actions, or breaches of applicable legislation.
The confidentiality of both the reporting party (or anonymity if the applicable legislation allows for this) and the reported person, must also be guaranteed. The rights of all involved must be respected when investigations are carried out following a report being made.
The organisation should convey to employees its commitment not to retaliate against those who use these channels in good faith, and therefore take the necessary measures to prevent retaliation.
When an irregularity or unlawful act by an employee has been demonstrated, the appropriate disciplinary measures shall be applied, in accordance with the legislation in force.